SEC Form 4 · accession 0001140361-16-046374
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Palm
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 4, 2016 | C | 3,000 | $3.90 | A | 6,593 | D | |
| common stock | Jan 4, 2016 | F | 969 | $12.08 | D | 5,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/20/11 stock options | $3.90 | Jan 4, 2016 | X | 3,000 | D | May 19, 2012 | May 19, 2021 | common stock | 3,000 | 91,833 | D |