SEC Form 4 · accession 0001140361-15-037494
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen P. McKee
Director
Period of report
Oct 12, 2015
Accepted (ET)
Oct 13, 2015 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Oct 12, 2015 | C | 100,000 | $2.82 | A | 127,000 | D | |
| common stock | Oct 12, 2015 | C | 4,667 | $2.21 | A | 131,667 | D | |
| common stock | Oct 12, 2015 | F | 20,356 | $14.36 | D | 111,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 01/28/10 stock options | $2.21 | Oct 12, 2015 | X | 4,667 | D | Jan 28, 2010 | Jan 27, 2020 | common stock | 4,667 | 100,000 | D |
| 02/23/10 stock options | $2.82 | Oct 12, 2015 | X | 100,000 | D | Feb 23, 2015 | Feb 22, 2020 | common stock | 100,000 | 0 | D |