SEC Form 4 · accession 0001140361-15-023702
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Richard Townsend
Director
Period of report
Jun 9, 2015
Accepted (ET)
Jun 9, 2015 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 9, 2015 | C | 20,000 | $4.09 | A | 33,863 | D | |
| common stock | Jun 9, 2015 | F | 5,855 | $13.97 | D | 28,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/02/11 stock options | $4.09 | Jun 9, 2015 | X | 20,000 | D | May 1, 2015 | May 1, 2021 | common stock | 20,000 | 20,000 | D |