SEC Form 4 · accession 0001140361-15-010899
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Carter
Officer — President and CEO · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 6, 2015 | C | 15,000 | $2.21 | A | 494,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 01/28/10 stock options | $2.21 | Mar 6, 2015 | X | 15,000 | A | Jan 28, 2011 | Jan 27, 2017 | common stock | 15,000 | 325,295 | D |