SEC Form 4 · accession 0001140361-15-005686
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon H Upfill-Brown
Officer — Executive Vice President · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF1,F2 | $0.00 | Feb 10, 2015 | A | 29,479 | A | Feb 9, 2016 | Feb 10, 2019 | common stock | 29,479 | 239,479 | D |
Explanation of responses
- F1restricted stock is scheduled to vest 25% each on 02/09/16, 02/09/17, 02/09/18, and 02/09/19 for a total of 29,479 shares
- F2granted as officer compensation