SEC Form 4 · accession 0001140361-15-003075
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Palm
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 29, 2015 · 9:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 28, 2015 | C | 1,500 | $3.90 | A | 3,000 | D | |
| common stock | Jan 28, 2015 | F | 420 | $13.92 | D | 2,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/20/11 stock options | $3.90 | Jan 28, 2015 | X | 1,500 | D | May 19, 2012 | May 19, 2021 | common stock | 1,500 | 96,333 | D |