SEC Form 4 · accession 0000007039-19-000018
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Matthews Loggenberg
Officer — Chief Sustainability Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 8, 2019 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 28, 2019 | M | 3,417 | $0.00 | A | 38,581 | D | |
| Common stock | Feb 28, 2019 | F | 1,025 | $0.00 | D | 37,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted common stockF1,F2 | — | Feb 28, 2019 | M | 3,417 | D | — | — | Common stock | 3,417 | 38,064 | D |
Explanation of responses
- F1Granted as officer compensation. Converts into common stock on a one-for-one basis.
- F2One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.