SEC Form 4 · accession 0000007039-18-000074
TRECORA RESOURCES · TREC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Carter
Officer — Executive Chairman · Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 6, 2018 | S | 9,056 | $8.78 | D | 509,632 | D | |
| Common stockF2 | Dec 7, 2018 | S | 6,020 | $8.49 | D | 503,612 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.78 to $9.095, inclusive. The reporting person undertakes to provide to Trecora Resources, any security holder of Trecora Resources, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.29 to $8.85, inclusive.