SEC Form 4 · accession 0000703604-18-000008
Distribution Solutions Group, Inc. · DSGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane McCarthy
Officer — SVP Supply Chain & Bus. Devel.
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703604
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Performance RightsF1 | $24.70 | Jan 8, 2018 | A | 5,057 | A | Dec 31, 2020 | Dec 31, 2025 | Common Stock | 5,057 | 5,057 | D |
| Market Stock UnitsF2 | $0.00 | Jan 8, 2018 | A | 5,018 | A | Dec 31, 2020 | Dec 31, 2020 | Common Stock | 5,018 | 5,018 | D |
| Restricted Stock UnitsF3 | $0.00 | Jan 8, 2018 | A | 2,084 | A | Dec 31, 2020 | Dec 31, 2020 | Common Stock | 2,084 | 2,084 | D |
Explanation of responses
- F1Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.
- F2Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2020.
- F3Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.