SEC Form 4 · accession 0000703604-17-000078
Distribution Solutions Group, Inc. · DSGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G DeCata
Officer — President and CEO · Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 6:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703604
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $23.70 | Aug 14, 2017 | A | 16,790 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 16,790 | 16,790 | D |
| Stock OptionsF1,F2 | $27.70 | Aug 14, 2017 | A | 13,333 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 13,333 | 13,333 | D |
| Stock OptionsF1,F2 | $31.70 | Aug 14, 2017 | A | 9,877 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 9,877 | 9,877 | D |
| Stock Performance RightsF3,F2 | $23.70 | Aug 14, 2017 | A | 17,210 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 17,210 | 17,210 | D |
| Stock Performance RightsF3,F2 | $27.70 | Aug 14, 2017 | A | 13,667 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 13,667 | 13,667 | D |
| Stock Performance RightsF3,F2 | $31.70 | Aug 14, 2017 | A | 10,123 | A | Aug 14, 2020 | Aug 14, 2024 | Common Stock | 10,123 | 10,123 | D |
| Market Stock UnitsF4,F5 | $0.00 | Aug 14, 2017 | A | 86,901 | A | Dec 31, 2019 | Dec 31, 2019 | Common Stock | 86,901 | 86,901 | D |
| Restricted Stock AwardsF6 | $0.00 | Aug 14, 2017 | A | 29,083 | A | Aug 14, 2020 | Aug 14, 2020 | Common Stock | 29,083 | 29,083 | D |
Explanation of responses
- F1Represents the right to purchase one share of common stock in exchange for the exercise price at the date the reporting person exercises the right.
- F2Awards vest 1/3 on August 14, 2018, 1/3 on August 14, 2019 and 1/3 on August 14, 2020.
- F3Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the reporting person exercises the right.
- F4Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31, 2019.
- F5Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2021.
- F6Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock awards.