SEC Form 4 · accession 0000703604-17-000008
Distribution Solutions Group, Inc. · DSGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Knutson
Officer — EVP CFO Controller & Treasurer
Period of report
Jan 12, 2017
Accepted (ET)
Jan 13, 2017 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703604
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Performance RightsF1 | $22.75 | Jan 12, 2017 | A | 7,983 | A | Dec 31, 2019 | Dec 31, 2019 | Common Stock | 7,983 | 7,983 | D |
| Market Stock UnitsF2,F3 | $0.00 | Jan 12, 2017 | A | 14,536 | A | Dec 31, 2019 | Dec 31, 2019 | Common Stock | 14,536 | 14,536 | D |
| Restricted Stock UnitsF4 | $0.00 | Jan 12, 2017 | A | 4,041 | A | Dec 31, 2019 | Dec 31, 2019 | Common Stock | 4,041 | 4,041 | D |
| Restricted Stock AwardsF5 | $0.00 | Jan 13, 2017 | A | 1,000 | A | Dec 31, 2019 | Dec 31, 2019 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Represents the right to receive cash in an amount equal to the appreciation in the common stock above the exercise price at the date the holder exercises the right.
- F2Represents the right to receive an amount of shares of common stock, up to the amount set forth in the table, based upon the appreciation of the common stock from the grant date to December 31,2019
- F3Holder is required to hold 100% of the restricted stock that vests, net of taxes, until December 31, 2021.
- F4Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock units.
- F5Represents the right to receive shares of common stock at the exercise date in an amount equal to the number of restricted stock awards.