SEC Form 4 · accession 0000703604-17-000004
Distribution Solutions Group, Inc. · DSGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Knutson
Officer — EVP CFO Controller & Treasurer
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | M | 4,640 | $25.40 | A | 13,654 | D | |
| Common StockF1 | Dec 31, 2016 | S | 1,443 | $25.40 | D | 12,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $13.61 | Dec 31, 2016 | M | 4,640 | D | Dec 31, 2016 | Dec 31, 2021 | Common Stock | 4,640 | 4,641 | D |
Explanation of responses
- F1Reflects shares delivered to the company to cover taxes upon vesting of the restricted stock units.
- F2Represents the right to receive shares of common stock which has been deferred to a future date.