SEC Form 4 · accession 0000703604-16-000193
Distribution Solutions Group, Inc. · DSGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane McCarthy
Officer — SVP Supply Chain & Bus. Devel.
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Sep 7, 2016 | M | 1,966 | $16.48 | A | 6,296 | D | |
| Common Stock, $1.00 par value | Sep 7, 2016 | S | 1,966 | $15.7895 | D | 4,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Award | $10.00 | Sep 7, 2016 | M | 5,000 | D | Dec 31, 2014 | Oct 2, 2017 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Reporting person received 1,966 shares of common stock from the exercise of 5,000 Restricted Stock Awards with an exercise price of $10.00.