SEC Form 4 · accession 0001603814-18-000077
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Shepard
Officer — SR. VP & Corporate GM
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 3,000 | $12.16 | A | 75,569 | D | |
| Common StockF2 | Sep 5, 2018 | S | 3,000 | $42.65 | D | 72,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $12.16 | Sep 5, 2018 | M | 3,000 | D | — | May 15, 2021 | Common Stock | 3,000 | 2,000 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dtd 5/21/2018.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.57 to $42.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option vested 25% on 4/07/2015 the remaining balance vests monthly through 4/7/2018.