SEC Form 4 · accession 0001603814-18-000071
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L Waters
Officer — PRESIDENT & CEO
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 15,000 | $11.79 | A | 785,370 | D | |
| Common StockF2 | Aug 1, 2018 | S | 15,000 | $34.28 | D | 770,370 | D | |
| Common Stock | Aug 2, 2018 | M | 5,000 | $11.79 | A | 775,370 | D | |
| Common Stock | Aug 2, 2018 | S | 5,000 | $35.00 | D | 770,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $11.79 | Aug 1, 2018 | M | 15,000 | D | — | Feb 18, 2021 | Common Stock | 15,000 | 235,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $11.79 | Aug 2, 2018 | M | 5,000 | D | — | Feb 18, 2021 | Common Stock | 5,000 | 230,000 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dtd 11/20/2017. The plan is expected to run through November 29, 2019 and covers a stock option award that expires within 3 years.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.87 to $34.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option vested 25% on 01/06/2015 the remaining balance vests monthly through1/6/2018.