SEC Form 4 · accession 0001603814-18-000046
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Shepard
Officer — SR. VP & Corporate GM
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 1,000 | $12.16 | A | 75,965 | D | |
| Common Stock | Jun 5, 2018 | M | 1,000 | $21.945 | A | 76,965 | D | |
| Common Stock | Jun 5, 2018 | S | 2,000 | $34.36 | D | 74,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.16 | Jun 5, 2018 | M | 1,000 | D | — | May 15, 2021 | Common Stock | 1,000 | 9,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $21.945 | Jun 5, 2018 | M | 1,000 | D | — | May 15, 2022 | Common Stock | 1,000 | 15,016 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dtd 5/21/2017.
- F2The option vested 25% on 4/7/2015; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 4/7/2018.
- F3The option vested 25% on 5/15/2016; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 5/15/2019.