SEC Form 4 · accession 0001603814-18-000002
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C White
Officer — SVP, CHIEF FINANCIAL OFFICER
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 762 | $5.77 | A | 108,737 | D | |
| Common Stock | Jan 4, 2018 | M | 7,655 | $8.49 | A | 116,392 | D | |
| Common StockF1,F2 | Jan 4, 2018 | S | 8,417 | $32.5006 | D | 107,975 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $5.77 | Jan 4, 2018 | M | 762 | D | — | May 15, 2019 | Common Stock | 762 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $8.49 | Jan 4, 2018 | M | 7,655 | D | — | May 16, 2018 | Common Stock | 7,655 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Includes 261 shares under acquired under the IDT Employee Stock Purchase Plan on December 31, 2017
- F3The option vested 25% on 05/15/2013 the remaining balance vests monthly through 5/15/2016.
- F4The option vested 25% on 05/15/2012 the remaining balance vests monthly through 5/15/2015.