SEC Form 4 · accession 0001603814-16-000218
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Shepard
Officer — VP BUSINESS UNIT
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 11,875 | $12.16 | A | 86,968 | D | |
| Common Stock | Dec 16, 2016 | M | 10,491 | $21.95 | A | 97,459 | D | |
| Common StockF1 | Dec 16, 2016 | S | 37,787 | $24.91 | D | 59,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.16 | Dec 16, 2016 | M | 11,875 | D | — | May 15, 2021 | Common Stock | 11,875 | 10,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $21.945 | Dec 16, 2016 | M | 10,491 | D | — | May 15, 2022 | Common Stock | 10,491 | 16,016 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.58 to $25.15 per share.
- F2The option vested 25% on 4/7/2015; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 4/7/2018.
- F3The option vested 25% on 5/15/2016; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 5/15/2019.