SEC Form 4 · accession 0001603814-16-000216
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew D Brandalise
Officer — VP GENERAL COUNSEL
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | M | 4,500 | $5.75 | A | 71,073 | D | |
| Common Stock | Nov 23, 2016 | M | 5,000 | $8.49 | A | 76,073 | D | |
| Common StockF1 | Nov 23, 2016 | S | 9,500 | $25.5265 | D | 66,573 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.75 | Nov 23, 2016 | M | 4,500 | D | — | May 17, 2017 | Common Stock | 4,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $8.49 | Nov 23, 2016 | M | 5,000 | D | — | May 16, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.52 to $25.53 per share,
- F2The option vested 25% on 5/15/2011; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 5/15/2014
- F3The option vested 25% on 5/15/2012; the remaining shares vested on each monthly Vest Date over 36 successive months in equal amounts through 5/15/2015