SEC Form 4 · accession 0001603814-16-000184
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xianzhi Sean Fan
Officer — VP BUSINESS UNIT
Period of report
Jun 1, 2016
Accepted (ET)
Jun 3, 2016 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 33,334 | $5.77 | A | 116,184 | D | |
| Common Stock | Jun 1, 2016 | M | 16,250 | $8.49 | A | 132,434 | D | |
| Common Stock | Jun 1, 2016 | S | 49,584 | $23.59 | D | 82,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $5.77 | Jun 1, 2016 | M | 33,334 | D | May 15, 2016 | May 15, 2019 | Common Stock | 33,334 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $8.49 | Jun 1, 2016 | M | 16,250 | D | May 15, 2015 | May 16, 2018 | Common Stock | 16,250 | 0 | D |
Explanation of responses
- F1The option vested 25% on 05/15/2013 the remaining balance vests monthly through 5/15/2016.
- F2The option vested 25% on 05/15/2012 the remaining balance vests monthly through 5/15/2015.