SEC Form 4 · accession 0001603814-16-000159
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon W Parnell
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 10,000 | $6.14 | A | 74,953 | D | |
| Common Stock | May 5, 2016 | M | 2,500 | $6.00 | A | 77,453 | D | |
| Common StockF1 | May 5, 2016 | S | 12,500 | $20.21 | D | 64,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $6.00 | May 5, 2016 | M | 2,500 | D | — | Nov 16, 2016 | Common Stock | 2,500 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $6.14 | May 5, 2016 | M | 10,000 | D | — | Nov 15, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.20 to $20.22 per share,
- F2The option fully vested on 9/17/2010,
- F3The option fully vested on 9/23/2011