SEC Form 4 · accession 0001603814-15-000051
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario Montana
Officer — VP, CHIEF SALES OFFICER
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 7:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 22,000 | $5.75 | A | 38,840 | D | |
| Common StockF1 | May 13, 2015 | S | 24,340 | $21.5149 | D | 14,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.75 | May 13, 2015 | M | 22,000 | D | May 15, 2014 | May 17, 2017 | Common Stock | 22,000 | 53,000 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.51 to $21.545 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon
- F2The option vested 25% on 5/15/2011, the remaining balance vested monthly through 5/15/2014.