SEC Form 4 · accession 0001603814-15-000016
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C White
Officer — VP, CHIEF FINANCIAL OFFICER
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 679 | $8.49 | A | 34,783 | D | |
| Common StockF1,F2 | Feb 12, 2015 | S | 679 | $21.0221 | D | 34,104 | D | |
| Common Stock | Feb 12, 2015 | M | 4,167 | $5.75 | A | 38,271 | D | |
| Common StockF1,F2 | Feb 12, 2015 | S | 4,167 | $21.0221 | D | 34,104 | D | |
| Common StockF1,F2 | Feb 12, 2015 | S | 5,154 | $21.0221 | D | 28,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $5.75 | Feb 12, 2015 | M | 4,167 | D | — | May 17, 2017 | Common Stock | 4,167 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $8.49 | Feb 12, 2015 | M | 679 | D | — | May 16, 2018 | Common Stock | 679 | 17,655 | D |
Explanation of responses
- F1sold pursuant to a 10b5-1 trading plan dtd 12/4/14
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21 to $21.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option vested 25% on 05/15/2011 the remaining balance vests monthly through 5/15/2014.
- F4The option vested 25% on 05/15/2012 the remaining balance vests monthly through 5/15/2015.