SEC Form 4 · accession 0001209191-16-098117
BRINKER INTERNATIONAL, INC · EAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger F Thomson
Officer — EVP, Ch. Dev. Officer
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703351
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 661 | $14.79 | A | 94,613 | D | |
| Common Stock | Feb 10, 2016 | M | 7,500 | $15.83 | A | 102,113 | D | |
| Common Stock | Feb 10, 2016 | M | 6,463 | $21.79 | A | 108,576 | D | |
| Common Stock | Feb 10, 2016 | M | 11,812 | $34.82 | A | 120,388 | D | |
| Common Stock | Feb 10, 2016 | M | 7,360 | $40.76 | A | 127,748 | D | |
| Common StockF1 | Feb 10, 2016 | S | 37,996 | $47.001 | D | 89,752 | D | |
| Common Stock | Feb 11, 2016 | M | 8,900 | $21.79 | A | 98,652 | D | |
| Common StockF2 | Feb 11, 2016 | S | 17,413 | $46.003 | D | 81,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right-to-BuyF3 | $14.79 | Feb 10, 2016 | M | 661 | D | Aug 27, 2010 | Aug 27, 2017 | Common Stock | 661 | 0 | D |
| Employee Stock Option Right-to-BuyF3 | $15.83 | Feb 10, 2016 | M | 7,500 | D | Aug 26, 2011 | Aug 26, 2018 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option Right-to-BuyF3 | $21.79 | Feb 10, 2016 | M | 6,463 | D | Aug 25, 2012 | Aug 25, 2019 | Common Stock | 6,463 | 8,900 | D |
| Employee Stock Option Right-to-BuyF3 | $21.79 | Feb 11, 2016 | M | 8,900 | D | Aug 25, 2012 | Aug 25, 2019 | Common Stock | 8,900 | 0 | D |
| Employee Stock Option Right-to-BuyF3 | $34.82 | Feb 10, 2016 | M | 11,812 | D | Aug 30, 2013 | Aug 30, 2020 | Common Stock | 11,812 | 3,938 | D |
| Employee Stock Option Right-to-BuyF3 | $40.76 | Feb 10, 2016 | M | 7,360 | D | Aug 29, 2014 | Aug 29, 2021 | Common Stock | 7,360 | 7,361 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.02, inclusive. The reporting person undertakes to provide to Brinker International, any security holder of Brinker International or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.11, inclusive. The reporting person undertakes to provide to Brinker International, any security holder of Brinker International or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F3Options vest in installments on or after the date shown.