SEC Form 4 · accession 0001209191-18-019388

TENET HEALTHCARE CORP · THC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 6:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000070318

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 9, 2018	M	12,026	—	A	223,782	D
Common Stock^F3	Mar 9, 2018	F	4,733	$24.18	D	219,049	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2016 March Restricted Stock Units^F1,F4	—	Mar 9, 2018	M	12,026	D	—	—	Common Stock	12,026	12,027	D

F1As previously reported, on March 10, 2016, the reporting person received a grant of 36,079 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 12,026 shares of common stock. The second vesting date occurred on March 9, 2018 (the business day prior to the anniversary date which fell on a weekend), resulting in the vesting and settlement of 12,026 shares of common stock, as shown in Table I. The remaining 12,027 restricted stock units are shown in Table II, which are scheduled to vest on March 10, 2019.
F2Restricted stock units convert into common stock on a one-for-one basis.
F3Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.
F4Restricted stock units are settled in shares of the Company's common stock upon vesting.