SEC Form 4 · accession 0001209191-17-020603

TENET HEALTHCARE CORP · THC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman and CEO · Director

Period of report

Mar 10, 2017

Accepted (ET)

Mar 14, 2017 · 5:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000070318

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Mar 10, 2017	M	47,059	—	A	1,128,092	D
Common Stock^F3	Mar 10, 2017	F	19,930	$19.22	D	1,108,162	D
Common Stock	holding	—	—		—	2,550	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2016 March Restricted Stock Units^F1,F4	—	Mar 10, 2017	M	47,059	D	—	—	Common Stock	47,059	94,118	D

F1As previously reported, on March 10, 2016, the reporting person received a grant of 141,177 time-based restricted stock units that vest in one-third increments on each of the first, second and third anniversaries of the date of grant. The first anniversary occurred on March 10, 2017, resulting in the vesting and settlement of 47,059 shares of common stock, as shown in Table I. The remaining 94,118 restricted stock units are shown in Table II, of which 47,059 are scheduled to vest on each of March 10, 2018 and March 10, 2019.
F2Restricted stock units convert into common stock on a one-for-one basis.
F3Shares withheld for payment of taxes upon vesting of restricted stock units in accordance with Rule 16b-3.
F4Restricted stock units are settled in shares of the Company's common stock upon vesting.