SEC Form 4 · accession 0001437749-19-001806
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Inderkum
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | A | 26,009 | — | A | 26,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 1, 2019, the reporting person became entitled to receive a combination of cash and shares in exchange for 11,200 shares of common stock of Merchants Holding Company ("Merchants") in accordance with the provisions of the Agreement and Plan of Merger between Bank of Commerce Holdings (the "Issuer") and Merchants dated October 4, 2018 (the "Merger Agreement"). The number of shares issuable to the reporting person pursuant to his election under the terms of the Merger Agreement is 26,009 shares of common stock of the Issuer. On the effective date of the Merger, the closing price of the Issuer's common stock was $10.69 per share.