SEC Form 4 · accession 0001437749-19-001458
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Muttera
Officer — EVP & CCO
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 24, 2019 | A | 6,326 | $0.00 | A | 101,659 | D | |
| Common Stock | Jan 25, 2019 | F | 871 | $11.15 | D | 100,788 | D | |
| Common Stock | Jan 26, 2019 | F | 1,021 | $11.15 | D | 99,767 | D | |
| Common Stock | holding | — | — | — | 11,287 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 671 | I | By The Muttera Trust dated November 13, 2017 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired represent a grant of restricted stock to the reporting person that vest in three equal installments on January 24, 2020, January 24, 2021, and January 24, 2022.
- F2Excludes 671 shares previously owned directly which are now held by a trust.
- F3These shares were previously owned directly.