SEC Form 4 · accession 0001437749-18-001263
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sundquist
Officer — EVP & CFO
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 25, 2018 | A | 5,761 | $0.00 | A | 89,999 | D | |
| Common Stock | Jan 26, 2018 | M | 16,000 | $5.83 | A | 105,999 | D | |
| Common Stock | holding | — | — | — | 11,485 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.83 | Jan 26, 2018 | M | 16,000 | D | Jan 15, 2018 | Jan 15, 2025 | Common Stock | 16,000 | 4,000 | D |
Explanation of responses
- F1The shares acquired represent a grant of restricted stock to the reporting person that vest in three equal installments on January 25, 2019, January 25, 2020, and January 25, 2021.