SEC Form 4 · accession 0001437749-17-003005
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel D Jimenez
Officer — EVP & COO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | D | 10,000 | $10.7698 | D | 22,654 | D | |
| Common Stock | Feb 21, 2017 | D | 2,700 | $10.2076 | D | 19,954 | D | |
| Common Stock | Feb 21, 2017 | M | 16,000 | $4.05 | A | 35,954 | D | |
| Common Stock | Feb 21, 2017 | M | 3,500 | $6.50 | A | 39,454 | D | |
| Common Stock | Feb 22, 2017 | D | 6,300 | $10.00 | D | 33,154 | D | |
| Common Stock | holding | — | — | — | 35,351 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.05 | Feb 21, 2017 | M | 16,000 | D | Mar 1, 2016 | Mar 1, 2022 | Common Stock | 16,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $6.50 | Feb 21, 2017 | M | 3,500 | D | Oct 14, 2013 | Oct 14, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Only represents derivative securities at this exercise price.