SEC Form 4 · accession 0001437749-15-000749
Bank of Commerce Holdings · BOCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Sundquist
Officer — EVP & CFO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 15, 2015 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702513
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $5.83 | Jan 15, 2015 | A | 20,000 | A | Jan 15, 2015 | Jan 15, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Closing price of BOCH common stock on January 15, 2015, as quoted on the NASDAQ Global Market.
- F220% of the options vest and become exercisable on each of January 15, 2015, 2016, 2017, 2018 and 2019.