SEC Form 4 · accession 0001127602-19-008883
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Sean Barrett
Officer — EVP, Chief Financial Officer
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2019 | F | 7,186 | $22.78 | D | 52,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 27, 2017 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 32,441 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 27, 2019, 16,221 of the originally granted RSAs vested, of which 7,186 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.