SEC Form 4 · accession 0001127602-19-008569
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Hotchkiss
Officer — EVP and Treasurer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | F | 1,160 | $23.39 | D | 67,098 | D | |
| Common Stock | holding | — | — | — | 2,183 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 22, 2017 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 5,062 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 22, 2019, 2,531 of the originally granted RSAs vested, of which 1,160 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.