SEC Form 4 · accession 0001127602-18-023444
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Van Arsdell
Director
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Under NQ Deferred Comp. PlanF2,F3,F1 | — | Jul 13, 2018 | A | 559 | A | — | — | Common Stock | 559 | 3,415 | D |
Explanation of responses
- F1Shares of phantom stock acquired pursuant to the First Midwest Bancorp, Inc. Deferred Compensation Plan for Nonemployee Directors (the "Deferred Compensation Plan") represents shares of First Midwest Bancorp, Inc. common stock on a 1-for-1 basis and are payable in cash upon distribution to the participant in accordance with the terms of the plan.
- F2Between April 17, 2018 and July 13, 2018, the Reporting Person acquired 559 shares of First Midwest Bancorp, Inc. common stock under the Deferred Compensation Plan. The information in this report is based on a plan statement dated July 13, 2018.
- F3Between April 11, 2018 and July 10, 2018, the Reporting Person acquired 12 shares of First Midwest Bancorp, Inc. common stock pursuant to the dividend reinvestment feature under the Deferred Compensation Plan. The information in this report is based on a plan statement dated July 10, 2018.