SEC Form 4 · accession 0001127602-18-007374
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Prame
Officer — EVP, Strat Plng/Consumer Bkng
Period of report
Feb 17, 2018
Accepted (ET)
Feb 20, 2018 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2018 | F | 1,915 | $25.08 | D | 34,707 | D | |
| Common StockF2 | Feb 18, 2018 | F | 2,024 | $25.08 | D | 32,683 | D | |
| Common Stock | holding | — | — | — | 9,025 | I | By IRA | |
| Common StockF3 | holding | — | — | — | 83 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 17, 2016 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 7,998 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 17, 2018, 3,999 of the originally granted RSAs vested, of which 1,915 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
- F2On February 18, 2015 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 9,209 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 18, 2017, the remaining 4,604 shares of the originally granted RSAs vested, of which 2,024 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
- F3Between March 18, 2017 and January 16, 2018, the Reporting Person acquired 1 share of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan pursuant to the Dividend Reinvestment feature of the Plan. This information is based on a Plan statement dated January 16, 2018.