SEC Form 4/A · accession 0001127602-18-007369
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas M Prame
Officer — EVP, Strat Plng/Consumer Bkng
Period of report
Feb 19, 2017
Accepted (ET)
Feb 20, 2018 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Feb 19, 2017 | F | 1,854 | $24.54 | D | 27,633 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the price per share of shares surrendered to satisfy tax withholding obligations, which was previously misstated due to a typographical error.
- F2On February 19, 2014 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 8,168 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 19, 2017, the remaining 4,084 shares of the originally granted RSAs vested, of which 1,854 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.