SEC Form 4 · accession 0001127602-17-035384
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Scudder
Officer — Chairman, President & CEO · Director
Period of report
Nov 28, 2017
Accepted (ET)
Dec 21, 2017 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | G | 4,160 | $0.00 | D | 209,795 | I | Indirect by Trust for Spouse |
| Common Stock | Dec 13, 2017 | G | 4,095 | $0.00 | D | 205,700 | I | Indirect by Trust for Spouse |
| Common StockF1 | holding | — | — | — | 98,182 | D | ||
| Common Stock | holding | — | — | — | 770 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 9,729 | I | By NQ Stock Option Gain Deferral Plan | |
| Common StockF3 | holding | — | — | — | 8,522 | I | By Profit Sharing Plan Trust | |
| Common Stock | holding | — | — | — | 2,307 | I | By Spouse as Custodian for Daughter | |
| Common Stock | holding | — | — | — | 9,175 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's direct holdings previously included 213,955 shares that were transferred to an indirect trust account for his spouse and 9,175 shares that were also transferred to an indirect trust account for the Reporting Person.
- F2Between March 18, 2017 and October 10, 2017, the Reporting Person acquired 121 shares of First Midwest Bancorp, Inc. Common Stock pursuant to the Dividend Reinvestment feature under the First Midwest Bancorp, Inc. Non-Qualified Gain Deferral Plan. The information in this report is based on a plan statement dated October 10, 2017.
- F3Between March 18, 2017 and November 22, 2017, the Reporting Person had the following transactions in shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan: (a) 106 shares were acquired pursuant to the Dividend Reinvestment feature of the Plan; and (b) 11 shares were sold from the Reporting Person's Plan account in satisfaction of quarterly Plan administration fees. This information is based on a Plan statement dated November 22, 2017.