SEC Form 4 · accession 0001127602-17-034505
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff C Newcom
Officer — EVP and Chief Risk Officer
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | F | 666 | $24.56 | D | 10,061 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 8, 2016 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 4,117 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest 50% on the first anniversary of the date of grant and the remaining 50% on the second anniversary. On December 8, 2017, 2,059 shares of the originally granted RSAs vested, of which 666 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.