SEC Form 4/A · accession 0001127602-17-034161
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen C Van Arsdell
Director
Period of report
Oct 13, 2017
Accepted (ET)
Dec 7, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Under NQ Deferred Comp. PlanF2,F3,F1 | — | Oct 13, 2017 | A | 585 | A | — | — | Common Stock | 585 | 1,759 | D |
Explanation of responses
- F1Shares of phantom stock acquired pursuant to the Nonqualified Deferred Compensation Plan have a 1-for-1 conversion ratio and are payable in cash upon distribution to the Participant in accordance with the terms of the Plan.
- F2This amendment is being filed to reflect the reversal by the plan trustee of the acquisition by the Reporting Person of 43 shares of First Midwest Bancorp, Inc. common stock inadvertently credited to the Reporting Person's account under the Company's Non-Qualified Deferred Compensation Plan. Between July 15, 2017 and October 13, 2017, the Reporting Person acquired 585 shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Non-Qualified Deferred Compensation Plan. The information in this report is based on a plan statement dated October 13, 2017.
- F3Between July 12, 2017 and October 10, 2017, the Reporting Person acquired 5 shares of First Midwest Bancorp, Inc. Common Stock pursuant to the Dividend Reinvestment feature under the First Midwest Bancorp, Inc. Non-Qualified Deferred Compensation Plan. The information in this report is based on a plan statement dated October 10, 2017.