SEC Form 4 · accession 0001127602-17-007544
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C Spitler
Officer — Bank EVP, Chief Credit Officer
Period of report
Feb 18, 2017
Accepted (ET)
Feb 21, 2017 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2017 | F | 1,740 | $24.54 | D | 25,825 | D | |
| Common StockF2 | Feb 19, 2017 | F | 1,408 | $24.54 | D | 24,417 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 18, 2015 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 6,844 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 18, 2017, 3,422 shares of the originally granted RSAs vested, of which 1,740 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.
- F2On February 19, 2014 the Issuer granted the Reporting Person a Restricted Stock Award (RSA) of 6,274 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 19, 2017, 3,137 shares of the originally granted RSAs vested, of which 1,408 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.