SEC Form 4 · accession 0001127602-17-005562
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Scudder
Officer — President & CEO · Director
Period of report
Dec 19, 2016
Accepted (ET)
Feb 13, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2016 | G | 4,600 | $0.00 | D | 306,886 | D | |
| Common StockF1 | Dec 19, 2016 | G | 1,150 | $0.00 | A | 1,150 | I | By Spouse as Custodian for Daughter |
| Common Stock | Dec 28, 2016 | G | 5,915 | $0.00 | D | 300,971 | D | |
| Common Stock | holding | — | — | — | 770 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 9,608 | I | By NQ Stock Option Gain Deferral Plan | |
| Common StockF3 | holding | — | — | — | 8,427 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,150 of these shares were transferred to the Reporting Person's spouse as custodian for their daughter under the Uniform Transfers to Minors Act.
- F2Between February 19, 2016 and February 13, 2017, the Reporting Person acquired 175 shares of First Midwest Bancorp, Inc. Common Stock pursuant to the Dividend Reinvestment feature under the First Midwest Bancorp, Inc. Non-Qualified Gain Deferral Plan. The information in this report is based on a plan statement dated January 10, 2017.
- F3Between February 19, 2016 and February 13, 2017, the Reporting Person acquired the following shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan: (a) 151 shares pursuant to the Dividend Reinvestment feature of the Plan; and (b) 7 shares were sold from the Reporting Person's Plan account in satisfaction of quarterly Plan administration fees. This information is based on a Plan statement dated January 17, 2017.