SEC Form 4 · accession 0001127602-15-034656
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas J Chulos
Officer — EVP, Gen. Counsel, Corp. Sec'y
Period of report
Dec 17, 2015
Accepted (ET)
Dec 18, 2015 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | F | 488 | $18.625 | D | 22,703 | D | |
| Common StockF2 | holding | — | — | — | 2,775 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 17, 2012 the Issuer granted the Reporting Person a restricted stock award of 3,133 restricted shares of First Midwest Bancorp, Inc. common stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which was scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On December 17, 2015, the remaining 1,566 shares of the originally granted restricted stock award vested, of which 488 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F2Between February 21, 2015 and December 18, 2015 the Reporting Person acquired the following shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Savings and Profit Sharing Plan: (a) 1,052 shares pursuant to match contributions from the Company; (b) 44 shares pursuant to the Dividend Reinvestment feature of the Plan; (c) 1,031 shares pursuant to payroll contributions; and (d) 1 share was sold from the Reporting Person's Plan account in satisfaction of quarterly Plan administration fees. This information is based on Plan statements received February 23, 2015 through December 17, 2015.