SEC Form 4 · accession 0001127602-15-017786
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Prame
Officer — EVP,Director of Retail Banking
Period of report
May 16, 2015
Accepted (ET)
May 18, 2015 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2015 | F | 2,444 | $17.51 | D | 34,044 | D | |
| Common Stock | holding | — | — | — | 79 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 16, 2012 the Issuer granted the Reporting Person a recruitment grant in the form of a Restricted Stock Award (RSA) of 16,043 restricted shares of First Midwest Bancorp, Inc. Common Stock under the First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan (Plan) which were scheduled to vest in three equal annual installments on the first, second and third anniversaries of the date of grant, subject to continued employment of the Reporting Person by the Issuer. On May 16, 2015, the remaining 5,347 shares of the originally granted RSAs vested, of which 2,444 shares were surrendered by the Reporting Person in order to satisfy tax withholding obligations. This form is being filed to reflect the surrender of such shares to satisfy the Reporting Person's tax withholding obligation.