SEC Form 4 · accession 0001127602-15-008113
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul F Clemens
Officer — EVP, Chief Financial Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | F | 2,446 | $16.58 | D | 81,202 | D | |
| Common StockF2 | Feb 22, 2015 | F | 3,368 | $16.58 | D | 77,834 | D | |
| Common StockF3,F4 | Feb 22, 2015 | F | 1,258 | $16.58 | D | 76,576 | D | |
| Common Stock | holding | — | — | — | 2,003 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,099 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 20, 2013 the Issuer granted the Reporting Person a restricted stock award of 9,947 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 20, 2015, 4,974 shares of the originally granted restricted stock award vested, of which 2,446 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F2On February 22, 2012 the Issuer granted the Reporting Person a restricted stock award of 14,873 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 22, 2015, the remaining 7,436 shares of the originally granted restricted stock award vested, of which 3,368 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F3On February 22, 2012 the Issuer granted the Reporting Person a restricted stock award of 5,504 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 22, 2015, the remaining 2,752 shares of the originally granted restricted stock award vested, of which 1,258 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F411,413 of these shares are restricted stock units.