SEC Form 4 · accession 0001127602-15-008107
FIRST MIDWEST BANCORP INC · FMBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Hotchkiss
Officer — EVP and Treasurer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | F | 1,309 | $16.58 | D | 57,697 | D | |
| Common StockF2 | Feb 22, 2015 | F | 1,679 | $16.58 | D | 56,018 | D | |
| Common StockF3 | Feb 22, 2015 | F | 474 | $16.58 | D | 55,544 | D | |
| Common Stock | holding | — | — | — | 2,038 | I | By Profit Sharing Plan Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 20, 2013 the Issuer granted the Reporting Person a restricted stock award of 7,188 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 20, 2015, 3,594 shares of the originally granted restricted stock award vested, of which 1,309 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F2On February 22, 2012 the Issuer granted the Reporting Person a restricted stock award of 10,680 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 22, 2015, the remaining 5,340 shares of the originally granted restricted stock award vested, of which 1,679 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.
- F3On February 22, 2012 the Issuer granted the Reporting Person a restricted stock award of 3,082 restricted shares of First Midwest Bancorp, Inc. common stock under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan which were scheduled to vest in two equal annual installments on the second and third anniversary of the date of grant. On February 22, 2015, the remaining 3,082 shares of the originally granted restricted stock award vested, of which 474 shares were withheld in order to satisfy the Reporting Person's tax withholding obligations.