SEC Form 4/A · accession 0001225208-19-001703
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alan H. Shaw
Officer — EVP & Chief Marketing Officer
Period of report
Jan 28, 2019
Accepted (ET)
Feb 4, 2019 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy, granted 2019)F2,F1 | $165.79 | Jan 28, 2019 | A | 3,400 | A | Jan 28, 2023 | Jan 27, 2029 | Common Stock | 3,400 | 3,400 | D |
| Restricted Stock UnitsF3 | — | Jan 28, 2019 | A | 2,830 | A | — | — | Common Stock | 2,830 | 2,830 | D |
Explanation of responses
- F1The exercise price of these stock options was previously reported incorrectly as $164.44. The correct exercise price is $165.79.
- F2Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).
- F3Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.