SEC Form 4 · accession 0001225208-18-012969
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia C Earhart
Officer — Exec. VP Finance and CFO
Period of report
Aug 29, 2018
Accepted (ET)
Aug 30, 2018 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2018 | M | 2,370 | $75.14 | A | 2,370 | D | |
| Common Stock | Aug 29, 2018 | S | 2,370 | $175.0859 | D | 0 | D | |
| Common Stock | holding | — | — | — | 51,384 | I | By Revocable Trust | |
| Common Stock | holding | — | — | — | 322 | I | Owned by a person whose ownership may be attributed to the Executive Officer |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy, granted 2012)F1 | $75.14 | Aug 29, 2018 | M | 2,370 | D | Jan 26, 2016 | Jan 25, 2022 | Common Stock | 2,370 | 1,330 | D |
Explanation of responses
- F1Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).