SEC Form 4 · accession 0001225208-18-001553
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Cynthia C Earhart
Officer — Exec. VP - Admin. and CIO
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2018 | M | 1,200 | $0.00 | A | 1,200 | D | |
| Common Stock | Jan 24, 2018 | F | 400 | $149.585 | D | 800 | D | |
| Common Stock | holding | — | — | — | 51,694 | I | By Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 24, 2018 | M | 1,200 | D | Jan 24, 2018 | Jan 24, 2018 | Common Stock | 1,200 | 0 | D |
Explanation of responses
- F1Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).