SEC Form 4/A · accession 0001225208-17-014401
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Joseph Wheeler
Officer — EVP & Chief Operating Officer
Period of report
Aug 25, 2017
Accepted (ET)
Aug 29, 2017 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2017 | M | 1,330 | $75.14 | A | 14,822 | D | |
| Common StockF1 | Aug 25, 2017 | F | 842 | $118.695 | D | 13,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy, granted 2012)F2 | $75.14 | Aug 25, 2017 | M | 1,330 | D | Jan 26, 2016 | Jan 25, 2022 | Common Stock | 1,330 | 2,370 | D |
Explanation of responses
- F1Amendment filed to include transactions occurring on same date of original filing.
- F2Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).