SEC Form 5 · accession 0001225208-17-002769
NORFOLK SOUTHERN CORP · NSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Lockhart
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000702165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | L | 24 | $97.06 | A | 3,709 | D | |
| Common Stock | Dec 10, 2016 | L | 16 | $109.925 | A | 3,725 | D | |
| Common StockF1 | Dec 30, 2016 | L | 4 | $108.07 | A | 3,729 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 729.1589 shares of Common Stock acquired by the reporting person as a result of participating in a Dividend Reinvestment Plan.